Divinity Atlas

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The Imamate (divinely appointed succession through Ali)

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The Imamate is the Shia doctrine that leadership of the community after Muhammad belonged by divine designation to Ali, his cousin and son-in-law, and after him to specified descendants. The Imam is not merely a ruler: he is the authoritative interpreter of revelation, and most Shia traditions hold him protected from sin and error, so that guidance continues without new prophecy. Shia branches then divide over the line of succession, which is what separates Twelvers, Ismailis and Zaydis from one another. Alevism venerates Ali and the Imams within a distinct devotional and ritual tradition of Anatolia. Sunni Islam rejects the premise, holding that Muhammad named no successor and that the community's choice was legitimate, and reveres Ali as the fourth caliph without granting the office he is said to have held.

Facts
Status
Status Within the Tradition
Binding, without a formal definition 1Tradition: Shia Islam
Held, and constitutive of the tradition
Status Within the Tradition
Binding, without a formal definition 2Tradition: Zaidiyyah
Held, with the imam required to claim the office and rise
Status Within the Tradition
Binding, without a formal definition 3Tradition: Ismailism
Status Within the Tradition
Rejected, or not held, within this tradition 4Tradition: Sunni
Not held
Belief
Subject
Religious authority and succession 1
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Designation, Not Election

The Shia case begins with a claim about an event. Returning from his final pilgrimage in 632, Muhammad halted the caravan at a pool called Ghadir Khumm and, taking Ali by the hand, said that whoever holds me as his mawla holds Ali as his mawla. The report appears in Sunni collections as well as Shia ones; the dispute is over the word, which can mean friend, patron, or master and protector. Shia tradition reads it as investiture. Sunni tradition reads it as an affirmation of affection and standing, occasioned by complaints about Ali's conduct on campaign.

From that reading follows the doctrine of the Imamate. Leadership of the community is not a matter for the community to decide: God appoints, through the Prophet and then through each Imam designating his successor, a process called nass. The Imam is the proof of God on earth, the authoritative interpreter of the Quran's meaning, and the guarantor that guidance continues after prophecy has ended. Most Shia traditions hold him masum, protected from sin and error, and many hold that he possesses knowledge transmitted from the Prophet rather than acquired.

This makes the Imamate a category with no Sunni equivalent. A Sunni caliph is a ruler who may be pious or otherwise; a Shia Imam is a locus of religious authority whether or not he ever holds political power, and most of the Imams did not. The doctrine developed alongside a history of dispossession, and the martyrdom of Ali's son Husayn at Karbala in 680, killed with his companions by the forces of the Umayyad caliph Yazid, became the tradition's central narrative and the subject of the annual Ashura commemorations.

Where the Shia Branches Part

Every major division within Shia Islam is a dispute about a particular succession.

Zaydis, named for Zayd ibn Ali who died in revolt against the Umayyads in 740, hold that the Imam must be a learned descendant of Ali through Hasan or Husayn who publicly claims the office and rises against injustice. There is no designation by text alone, no infallibility, and no hidden Imam. Zaydism accordingly regards the first caliphs as legitimate rulers even while holding Ali the most excellent candidate, which places it nearest to Sunnism; its historical base is highland Yemen, where Zaydi imams ruled intermittently for a thousand years until 1962.

Ismailis separated over the sixth Imam's succession in the eighth century, following Ismail rather than his brother Musa. They built the Fatimid caliphate in Egypt, founded Cairo and al-Azhar, and developed an elaborate esoteric theology in which the Imam discloses the inner meaning of revelation. The Nizari branch has a living, present Imam, the Aga Khan; the Bohra communities of India follow a line of missionary heads in the absence of their Imam.

Twelvers, the large majority, follow the line to the twelfth Imam, held to have gone into concealment in 874 and to remain alive and hidden until his return as the Mahdi.

Alevism in Anatolia and Alawism in Syria venerate Ali beyond what other Shia traditions do, and both stand at the edge of, or outside, what other Muslims recognise as Shia Islam; their own communities differ over how the boundary should be drawn.

The comparative point worth noticing is that these are not disagreements about God, revelation, prayer or law in the first instance. They are disagreements about legitimate authority, and they generated distinct theologies afterwards, in something like the way Christian divisions over the papacy generated doctrinal systems around an originally jurisdictional question.

Cross-Tradition Connections

Affirmation Of

Imamate, Doctrines

The imamate affirmed as a divinely appointed succession, against the Sunni account of the caliphate as an elective office.

Belongs to Tradition

Alevism, Denominations
Source Encyclopedia of ReligionMircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.)

Ismailis affirm the line of Imams descending through Ali but part from the Twelvers at the succession to Jafar al-Sadiq, following his son Ismail, from whom they take their name.

Source Encyclopedia of ReligionMircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.)
Source Encyclopedia of ReligionMircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.)
Source Encyclopedia of ReligionMircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.)
Sources
1. An Introduction to Shi'i Islam: The History and Doctrines of Twelver Shi'ism
Moojan Momen, Yale University Press, 1985View the Source
2. The Encyclopaedia of Islam, 2nd edition
P. Bearman, Th. Bianquis, C. E. Bosworth, E. van Donzel and W. P. Heinrichs (eds.), Brill, 2005s.v. ZaydiyyaView the Source
3. The Ismailis: Their History and Doctrines, 2nd edition
Farhad Daftary, Cambridge University Press, 2007View the Source
4. God's Rule: Government and Islam. Six Centuries of Medieval Islamic Political Thought
Patricia Crone, Columbia University Press, 2004
Encyclopedia of Religion
Mircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.), Macmillan Reference, 2005View the Source
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