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Yu the Great

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Yu the Great is the legendary sage king credited with taming China's great flood by channeling and dredging its rivers to the sea rather than damming them, the method that had failed his father Gun before him. Tradition holds he labored thirteen years and passed his own home three times without entering it, so consumed was he by the work. His success won him the throne from the sage king Shun by the old meritocratic practice of abdication to the most worthy successor, but Yu broke that practice himself by passing the throne to his own son, founding the Xia dynasty, traditionally China's first.

Facts
Disputed
Historicity
Historicity debated 1Tradition: Chinese Folk Religion
Anne Birrell's Chinese Mythology: An Introduction (Johns Hopkins University Press, 1993) examines the Xia dynasty Yu the Great is said to have founded against the archaeological record, comparing it to the directly confirmed following Shang dynasty. Birrell's method is comparative archaeology and textual history, and she finds the Xia is not directly confirmed by archaeology the way the Shang is, on which basis most modern historians treat Yu's own reign as legend rather than confirmed history.
Historicity Detail
Anne Birrell's Chinese Mythology: An Introduction (Johns Hopkins University Press, 1993) treats Yu the Great, the sage king credited with taming China's flood by channelling its rivers to the sea over thirteen years of labour and founding the Xia dynasty by passing the throne to his own son rather than continuing the old practice of abdication, as a figure who is either wholly legendary or at most only partly historical, a judgment resting on the absence of any record of Yu, the flood or the Xia founding contemporary with the events themselves. 1Tradition: Chinese Folk Religion
Attributions
Mythic Association
Married Nuxiao at Mount Tu, and tradition holds he passed his own gate three times during the flood-taming labor without entering, so absorbed was he in the work. 2
Life
Office Held
Founding ruler of the Xia dynasty, traditionally China's first 2Tradition: Chinese Folk Religion
Place of Activity
Tradition locates the flood taming labor chiefly along the Yellow River and its tributaries on the North China Plain, and later imperial ritual, including sacrifices performed at Kuaiji in the south, commemorated him as far afield as the place the Shiji says he died and was buried during a tour of inspection. 2
Associated Relic
The Nine Tripod Cauldrons (Jiuding), cast to represent the nine provinces he organized after taming the flood, became the archetypal symbol of the Mandate of Heaven and royal legitimacy in later Chinese tradition. 2
Position Profile
Key Text
Sima Qian's Shiji, Basic Annals of Xia; the Tribute of Yu chapter of the Book of Documents 2Tradition: Chinese Folk Religion
Identity
Symbol
Chinese tradition credits him with casting the Nine Tripod Cauldrons, one for each of the realm's nine provinces, objects that became the enduring symbol of the mandate to rule and were said to pass from dynasty to dynasty as tokens of legitimate sovereignty. 1
Canonical Reference
The Shiji credits him with successfully controlling the great flood that his father Gun had failed to tame, an achievement said to have won him the throne and to have founded the Xia dynasty, traditionally regarded as China's first hereditary dynasty. 2
Gender
Male 2
Practice
Lineage
The Shiji names his father as Gun, whose own failed attempt to dam the floodwaters ended in his execution by the sage king Shun, so that Yu's eventual success with the opposite method, channeling rather than damming, both completes and answers his father's failure. 2
Learn More
Taming the Flood by Channels, Not Walls

Chinese tradition remembers a great flood in the age of the sage kings Yao and Shun, waters so vast they were said to reach the sky and drown the hills. Yao first charged Gun, Yu's father, with controlling it, and Gun tried for nine years using dikes and dams to wall the water back, a method that failed completely and, in the version recorded by the historian Sima Qian, ended with Gun executed or exiled for the failure. Shun then charged Gun's son Yu with the same task.

Yu changed the method entirely. Rather than containing the water, he surveyed the land, cut new channels through mountains, and dredged the riverbeds so the floodwaters could drain to the sea on their own course, a strategy of working with the water's movement instead of opposing it outright. The labor is remembered as taking thirteen years, during which Yu is said to have passed by the gate of his own house three times without going in, once even as he heard his newborn son crying inside, so total was his devotion to finishing the work before turning to his own family.

The flood story is also a founding myth for Chinese geography and administration in the tradition's own telling: as Yu channeled the waters he is credited with surveying and dividing the land into the nine provinces of ancient China, described in the Tribute of Yu chapter of the Book of Documents, so that taming the flood and organizing the realm become a single continuous act of world ordering rather than two separate achievements.

Founding the Xia Dynasty

Yu's reward for taming the flood was the throne itself. Chinese tradition remembers the age before him as governed by abdication, in which a ruler, nearing the end of his reign, passed power not to his own son but to whichever man in the realm had proven most capable and virtuous. Yao had passed the throne to Shun this way rather than to his own less able son, and Shun, recognizing Yu's achievement in ending the flood, passed it to Yu in turn.

Yu, according to Sima Qian's Records of the Grand Historian, initially observed the same custom, naming a minister named Yi as his intended successor and withdrawing from public life to let Yi take the position at the proper time, in the pattern Yao and Shun had set. But when Yu died, the lords of the realm are said to have gone instead to Yu's own son Qi, judging him the abler man, and Qi accepted the throne, breaking the abdication custom and establishing hereditary succession within Yu's own family. This is traditionally counted as the founding of the Xia dynasty, held to be the first dynasty of Chinese history, though its existence is not directly confirmed by archaeology in the way the following Shang dynasty is, and its opening reigns are treated by most modern historians as legendary or only partly historical.

The transition is remembered in later Chinese political thought as the hinge between the idealized age of virtuous abdication and the long history of dynastic, hereditary rule that followed it, with Confucian writers often looking back to Yao, Shun, and Yu as the model of rule by merit even as they accepted that Yu's own dynasty was the one that ended it.

Cross-Tradition Connections

Associated With

This source names Yu the Great directly: "were, by legend, cast by the sage-king Yu the Great, one for each of the nine provinces of the realm, and passed down through the Xia, Shang and Zhou dynasties as physical tokens of the Mandate of..."

Source Sources of Chinese Tradition, Volume 1Wm. Theodore de Bary and Irene Bloom (eds)

Belongs to Tradition

Yu the Great, tamer of the flood and founder of the Xia dynasty, belongs to Chinese folk religion, its own tradition field.

Source Chinese Mythology: An IntroductionAnne Birrell

Depicted In

The Art Institute of Chicago's own title for this handscroll names King Yu moving a mountain to control the great flood.

Sources
1. Chinese Mythology: An Introduction
Anne Birrell, Johns Hopkins University Press, 1993View the Source
2. Shiji (Records of the Grand Historian)
King Yu Moving a Mountain to Control the Floods, Art Institute of Chicago
Art Institute of ChicagoDepicted In: King Yu Moving a Mountain to Control the Floods (Art Institute of Chicago), Art Institute of Chicago 1943.1152View the Source
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