Divinity Atlas

Sacred Correspondences
Doctrines

Penal Substitution

Also Known As Penal substitutionary atonement · Vicarious punishment
Salvation and Liberation

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Penal substitution holds that sin incurs a penalty, that the penalty is real and is not simply cancelled, and that Christ bears it in the place of those who had incurred it. Justice is done and mercy reaches the guilty by the same act. The texts most often built on are the fourth servant song in Isaiah, the statement in Galatians that Christ became a curse for us, and the exchange described in the second letter to the Corinthians. It is not Anselm's theory with a new label. Anselm framed the alternatives as punishment or satisfaction and chose satisfaction; here the satisfaction consists in the punishment being borne. The setting moves from a feudal court of honour to a criminal one, and the operative words become law, curse, penalty and acquittal. Calvin's handling in the Institutes turns on Christ standing condemned before a human judge in order that the accused might be acquitted before a higher one. The doctrine is confessed in the Reformed and Lutheran standards and in the confessions descended from them, and it is the working assumption of a great deal of Anglophone evangelical preaching. It is also under sustained attack from theologians who regard it as a distortion, and the argument is being conducted now and in public. The atlas records both and settles neither. The two articles below set out the case each side makes, in its own terms.

Facts
Disputed
Status Within the Tradition
Binding, without a formal definition 5Tradition: Protestant Christianity
The Oxford Dictionary of the Christian Church (2005) sets out the camps on penal substitution, stated in each side's own terms. Defenders, reading Isaiah 53, Galatians 3:13 and 2 Corinthians 5:21 as their controlling texts, hold that substitution is the plain sense of those passages, that this is not the Father punishing an unwilling third party but God bearing in himself the cost of forgiving so that the Trinity is not divided against itself, and that because the penalty has already been borne it will not be exacted again, which is what grounds Christian assurance of salvation on this reading. Critics, examining the same texts through the Reformed doctrine's sixteenth century legal framing, read the theory as importing a criminal-court model of justice the biblical texts themselves do not require.
Doctrinal Status Detail
Penal substitution, the sixteenth century Reformed recasting of Anselm's satisfaction account in penal and forensic terms, stated at length in Calvin's Institutes, holds that sin incurs a real penalty that is not simply cancelled and that Christ bears it in the place of those who incurred it, drawing on the fourth servant song in Isaiah, Galatians' statement that Christ became a curse, and the exchange described in 2 Corinthians 5:21. It is confessed in the Reformed and Lutheran standards, including the Westminster Confession and the Heidelberg Catechism, and remains the working assumption of a great deal of Anglophone evangelical preaching, but it has faced sustained criticism from within the tradition since Faustus Socinus in the sixteenth century and, in the twentieth century, from theologians who hold that it divides the Trinity and dignifies innocent suffering. 5Tradition: Protestant Christianity
Point in Dispute
Whether penal substitution develops Anselm's satisfaction account or departs from it 5Tradition: Christianity
The Oxford Dictionary of the Christian Church (2005) examines whether penal substitution develops Anselm's eleventh century satisfaction account or departs from it. Anselm framed punishment and satisfaction as alternatives and chose satisfaction; the sixteenth century Reformed doctrine instead makes the satisfaction consist in the punishment being borne, moving the setting from a court of honour to a criminal one. Readers who trace a continuous Western tradition across both texts read this as a development; readers who examine the sixteenth century sources' own legal vocabulary against Anselm's read penal substitution as a departure. Both readings are argued by serious historians of doctrine, and the texts themselves show a real change of legal category between the two.
Position Profile
Earliest Formulation
The sixteenth century Reformed recasting of satisfaction in penal and forensic terms, stated at length in Calvin's Institutes 2Tradition: Protestant Christianity
Key Text
Galatians 3:13, that Christ became a curse for us, read with Isaiah 53 and 2 Corinthians 5:21 3Tradition: Christianity
Key Text
Heidelberg Catechism, question 37, on Christ bearing the wrath of God against the sin of the whole human race 4Tradition: Reformed
Key TextSourced to the subject's own account
Westminster Confession 8.5, that Christ has fully satisfied the justice of his Father 1Tradition: Reformed
Principal Proponent
The Reformed and Lutheran confessional tradition, and a great deal of Anglophone evangelical preaching 5Tradition: Protestant Christianity
Principal Critic
Faustus Socinus in the sixteenth century, and since the twentieth century theologians who hold that it divides the Trinity and dignifies innocent suffering 5Tradition: Christianity
Opposing Position
The governmental account, on which the exact penalty the sinner incurred is never borne by anyone 5Tradition: Protestant Christianity
Origins
Held BySourced to the subject's own account
Reformed, Presbyterian, Baptist and evangelical churches, and confessed in the Reformed standards and the confessions descended from them 1Tradition: Protestant Christianity
The Claim
The Claim
The theory holds that Christ bore, in the place of sinful humanity, the penalty that divine justice required for sin, satisfying that justice through his suffering and death. 5
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The Case Its Defenders Make

Stated by those who hold it, the argument runs in four steps.

First, the problem is described. Sin is not merely damage to be repaired but wrongdoing to which a penalty attaches, and the penalty is not an arbitrary attachment but the just consequence of the wrong. A God who simply waived it would be indifferent to what had been done and to those it was done to. On this reading, the seriousness of the penalty is a measure of how seriously the wrong is taken, and any account without it makes light of both.

Second, the texts are read. Defenders point to the servant of the fourth song in Isaiah, wounded for the transgressions of others and bearing their iniquities; to the statement in Galatians that Christ became a curse in our place; to the exchange in the second letter to the Corinthians in which the sinless one is made sin so that sinners might become righteousness. They argue that substitution is the plain sense of these, not an inference imposed on them.

Third, the mechanism is stated with care, because the most common objection turns on a misstatement of it. Defenders insist that this is not the Father punishing an unwilling third party. It is God, in the person of the Son, taking on himself what was owed by others, and the willingness is the Son's own. On this account the Trinity is not divided at the cross; God bears in himself the cost of forgiving.

Fourth, the result is drawn out pastorally, and this is where the doctrine has most of its practical force. If the penalty has been borne, then it will not be exacted again, and the assurance available to a believer does not depend on the state of their feelings or the quality of their repentance. Preachers in this tradition regard that as the doctrine's chief gift and the main reason they are unwilling to trade it for an account in which nothing definite was settled.

It is confessed in the Reformed and Lutheran standards and in the confessions descended from them, and this is the shape those documents give it.

The Case Its Critics Make

Stated by those who reject it, the argument runs along four lines, and its proponents are Christian theologians rather than outsiders to the tradition.

The first is about God. Critics argue that the doctrine sets the Father against the Son at the decisive moment, so that the Son protects human beings from the Father, and that whatever the formal safeguards say, this is what is heard from the pulpit and what shapes the piety. The charge that the arrangement amounts to an act of cosmic child abuse was made in those words by a British evangelical writer in the early twenty-first century and set off a dispute inside evangelicalism that has not closed.

The second is about justice. Punishment, on the ordinary understanding of it, is not transferable. Punishing an innocent person instead of a guilty one is the standard example of injustice rather than an instance of it being satisfied, and critics argue that a doctrine which requires the transfer has redefined justice to get the result it wanted. Defenders answer that the case is not ordinary because the substitute is the offended party, which critics in turn hold concedes that the criminal analogy has broken down.

The third is about what the doctrine sanctifies. Feminist, womanist and liberation theologians have argued that a system in which innocent suffering is redemptive supplies a religious justification for enduring abuse, and that this has had measurable pastoral consequences for people advised to bear what was being done to them.

The fourth is historical. Critics hold that penal substitution is a sixteenth century construction dressed as the doctrine of the whole church, that no council defined it, and that the fathers did not teach it. Defenders reply that substitutionary language is patristic even where the penal frame is not systematised.

The atlas holds this argument open. Penal substitution is neither the default from which the other accounts depart nor a late corruption of an earlier purity; both of those are positions that people argue for, and what is recorded here is that they argue.

Cross-Tradition Connections

Affirmed By

Article 21 states that Christ presented himself in our stead before his Father, bearing the punishment due to us.

Source The Belgic ConfessionGuido de Bres

The second head of doctrine treats the death of Christ as the only and most perfect sacrifice and satisfaction for sin.

Source The Canons of the Synod of DortSynod of Dortthe holders' own account

Question 37 states that Christ sustained in body and soul the wrath of God against the sin of the whole human race.

Source The Heidelberg CatechismZacharias Ursinus and Caspar Olevianus (traditional attribution)

The chapter on Christ's death and passion confesses that he suffered in the place of sinners what their transgressions had earned.

Source The Scots ConfessionJohn Knox and the other drafters

The article on God the Son confesses a substitutionary death making provision for the redemption of men from sin.

Source The Baptist Faith and MessageSouthern Baptist Convention

Chapter 8.5 states that Christ has fully satisfied the justice of his Father, and chapter 11 applies it to justification.

Source The Westminster Confession of FaithWestminster Assemblythe holders' own account

Argues From

Why this is disputed. The purification offering is the rite the penal account most often reasons from, since Leviticus describes the offering as bearing sin away from the offerer onto the animal. Proponents such as the Reformed and evangelical tradition read this substitution as the pattern behind Christ bearing the penalty for sin; critics, following the governmental account, argue the Levitical rite pictures cleansing and mediated forgiveness rather than a literal transfer of penal liability.

Source The Holy BibleAnonymous (multiple authors)

Why this is disputed. The scapegoat rite is read by defenders of the penal account, including much of the Reformed and evangelical tradition, as a transfer of guilt and its consequence to a substitute, the goat driven into the wilderness bearing Israel's sin away. Critics, including proponents of the governmental account, argue the rite pictures removal of sin from the community rather than a literal penalty transferred and borne by the substitute in the sinner's place.

Source The Holy BibleAnonymous (multiple authors)

Belongs to Tradition

Penal substitution is confessional doctrine per the Westminster Confession of Faith, Chapter VIII, Of Christ the Mediator, 1646, and is developed at length in Calvin's own Institutes.

Source The Westminster Confession of FaithWestminster Assemblythe holders' own account

Article II holds that Christ truly suffered, was crucified, dead and buried to reconcile his Father to us, and to be a sacrifice not only for original guilt but also for all actual sins of men. The wording runs close to the third article of the Augsburg Confession and states the atonement as a substitutionary sacrifice.

Source The Thirty-Nine Articles of ReligionChurch of Englandthe holders' own account

The Heidelberg Catechism teaches that the justice of God requires the punishment of sin, and that Christ, true God and a true and righteous man, bore in body and soul the wrath of God against the sin of the whole human race, so that the debt is paid rather than overlooked.

Source The Heidelberg CatechismZacharias Ursinus and Caspar Olevianus (traditional attribution)

The third article of the Augsburg Confession holds that Christ truly suffered, was crucified, died and was buried to reconcile the Father to us and to be a sacrifice not only for original guilt but also for all actual sins of men. Lutheran orthodoxy states the atonement as a vicarious satisfaction in which Christ bears the penalty of the law in the sinner's place.

Source The Augsburg ConfessionPhilipp Melanchthon

Penal substitution is the characteristic evangelical form of crucicentrism, the concentration of doctrine and devotion on the atoning death of Christ that Bebbington identified as one of the movement's four marks.

Contrasts With

Both are legal readings and they differ on the decisive point: on the governmental account Christ is not punished in the sinner's place and the exact penalty is never borne by anyone.

Source The Oxford Dictionary of the Christian Church, 3rd revised editionF. L. Cross and E. A. Livingstone (eds.)

The one holds that the change is worked in the person who looks at the cross; the other that a penalty was discharged whether or not anyone looks.

Source The Oxford Dictionary of the Christian Church, 3rd revised editionF. L. Cross and E. A. Livingstone (eds.)

Derived From

Why this is disputed. Anselm's eleventh century satisfaction theory holds that sin dishonors God and that Christ's death satisfies that offended honor. The Reformed doctrine of penal substitution instead holds that Christ bears the legal penalty sinners owed, a shift from honor to punishment that some theologians have defended as completing Anselm's logic and that others, including historical theologians following Aulen's typology, have argued is a genuine departure shaped by later legal and juridical categories Anselm himself did not use.

Source The Oxford Dictionary of the Christian Church, 3rd revised editionF. L. Cross and E. A. Livingstone (eds.)

Related To

If the hilask- word group means expiation, the penal account loses its strongest single text; if it means propitiation, its central vocabulary is underwritten.

Source The Oxford Dictionary of the Christian Church, 3rd revised editionF. L. Cross and E. A. Livingstone (eds.)
John Calvin, Figures

Calvin's handling in the Institutes turns on Christ standing condemned before a human judge so that the accused might be acquitted before a higher one.

Source Institutes of the Christian ReligionJohn Calvin

The doctrine of justification supplies the forensic vocabulary the penal account works in, and the two are habitually taught together in the Reformed standards.

Source The Westminster Confession of FaithWestminster Assemblythe holders' own account

Theory Of

Atonement, Doctrines

One of the accounts the single Atonement entry holds together. Penal substitution asks what penalty the death discharges.

Source The Oxford Dictionary of the Christian Church, 3rd revised editionF. L. Cross and E. A. Livingstone (eds.)
Sources
1. The Westminster Confession of Faith
Westminster Assembly, 1646the holders' own accountView the Source
2. Institutes of the Christian Religion
John Calvin, 1559View the Source
3. The Holy Bible
Anonymous (multiple authors), Robert Barker, 1611View the Source
4. The Heidelberg Catechism
Zacharias Ursinus and Caspar Olevianus (traditional attribution), Elector Frederick III of the Palatinate, Heidelberg, 1563View the Source
5. The Oxford Dictionary of the Christian Church, 3rd revised edition
F. L. Cross and E. A. Livingstone (eds.), Oxford University Press, 2005View the Source
Evangelicalism in Modern Britain: A History from the 1730s to the 1980s
David W. Bebbington, Unwin Hyman, 1989crucicentrism, chapter 1, on the evangelical concentration on the atoning death
The Augsburg Confession
Philipp Melanchthon, 1530View the Source
The Thirty-Nine Articles of Religion
Church of England, 1571the holders' own accountView the Source
Open Questions (1 open question)
Is penal substitution a development of Anselm's satisfaction account or a departure from it?

Anselm framed punishment and satisfaction as alternatives and chose satisfaction, while the Reformed doctrine makes the satisfaction consist in the punishment being borne, and moves the setting from a court of honour to a criminal one. Both a continuity reading and a discontinuity reading are argued by serious historians of doctrine, and each has a stake in the answer: continuity supports the claim of an unbroken Western tradition, discontinuity supports the charge of a sixteenth century innovation.

What would resolve this A study of the sixteenth century Reformed texts tracing exactly where the penal vocabulary enters, which medieval sources those writers were reading, and whether they understood themselves to be restating Anselm or correcting him. Their own statements about what they were doing have not been collected in one place.
Historical theology; Reformation studies; medieval intellectual historyF. L. Cross and E. A. Livingstone (eds.), The Oxford Dictionary of the Christian Church, 3rd revised edition
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