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Caliphate

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Origin 632 to 1924 CE

The office of successor to the Prophet in leading the Muslim community, and the institution built around it. The Arabic khilafa means succession or deputyship, and the disagreement over what the successor succeeds to, political leadership only, or religious authority as well, is present from the first day and has never been settled.

Classical Sunni theory, as al-Mawardi set it out in the eleventh century, made the office contractual: the caliph is chosen by those qualified to choose, receives the pledge of allegiance, must meet conditions of knowledge, justice, competence and descent from Quraysh, and is owed obedience while he upholds the law. Al-Mawardi wrote this when the Abbasid caliph had no army and no revenue, and the theory should be read as an argument about legitimacy made under conditions that contradicted it.

Twelver Shia doctrine rejects the premise. Authority after the Prophet belonged by designation to Ali and his descendants, the Imams, and the historical caliphate is therefore a usurpation. This is not a difference of emphasis; it is the division from which almost everything else in the Sunni-Shia split follows.

The Ottoman sultans claimed the title from the sixteenth century, with the strongest claims made only in the nineteenth. The Turkish Grand National Assembly abolished it in March 1924, and no institution has since been generally recognised in its place. Announcements of a restored caliphate by armed groups have been rejected by the great majority of Muslim scholarly authorities.

Facts
Organisation
Category of Structure
Office 1
Its own record opens by calling it "the office of successor to the Prophet in leading the Muslim community, and the institution built around it."
Reach of Its Authority
The whole tradition, or a claim to it 1
A claim to authority over the whole community, contested from the first succession onward
Status
Status Today
Historical; not practised continuously 1
The office was abolished by the Turkish Grand National Assembly on 3 March 1924
Status Today
Control of or access to the site is contested 1
Claims to it since are contested
Origins
Origin Period
632 to 1924 CE 1
Learn More
An Office Whose Definition Was Contested from the First Day

The caliphate is the central political institution of Sunni Islam, and the disagreement over what the office actually is has never been settled since it began.

Contract, or usurpation

The Arabic khilafa means succession, and the question of what the successor succeeds to, political leadership only or religious authority as well, is present from the start. Classical Sunni theory, as al-Mawardi set it out in the eleventh century, made the office contractual: the caliph is chosen by those qualified, receives the pledge of allegiance, must meet conditions of knowledge, justice and descent from Quraysh, and is owed obedience while he upholds the law. Al-Mawardi wrote this when the caliph had no army and no revenue, so the theory should be read as an argument about legitimacy made under conditions that contradicted it. Twelver Shia doctrine rejects the premise entirely: authority belonged by designation to Ali and the Imams, and the historical caliphate is therefore a usurpation.

Abolition, and what followed

The Ottoman sultans claimed the title, most strongly in the nineteenth century, and the Turkish Grand National Assembly abolished it in March 1924. No institution has since been generally recognised in its place, and announcements of a restored caliphate by armed groups have been rejected by the great majority of Muslim scholarly authorities. The abolition provoked a substantial literature, of which the argument of Ali Abd al-Raziq that the caliphate was never a religious institution at all is the most cited, and was condemned at al-Azhar when it appeared.

A Succession Dispute That Split a Community

The caliphate began as an urgent, unplanned decision. Muhammad died in 632 without naming a successor in any way all his followers accepted as final, and a meeting at Saqifa in Medina resulted in the community's leading men choosing Abu Bakr as the first caliph, while a minority held that Ali, the Prophet's cousin and son in law, had the stronger claim, a disagreement that hardened over the following decades into the enduring Sunni and Shia division. The office passed from the first four caliphs, later called Rashidun, to the Umayyad dynasty ruling from Damascus after 661, then to the Abbasids ruling from Baghdad after 750, each transition marked by conquest rather than agreed procedure. Unity under one caliph did not last: by the tenth century a Fatimid caliph ruled from Cairo and an Umayyad caliph ruled from Cordoba at the same time as the Abbasid caliph in Baghdad, three men simultaneously claiming the same office. The institution persisted in weakened and later largely symbolic forms for centuries afterward until the Turkish Republic under Mustafa Kemal Ataturk abolished it outright in 1924, ending an office that had existed in some form for nearly thirteen hundred years.

The Ottoman sultans had claimed the title for themselves from around the sixteenth century onward, giving the office a final, extended life inside their own empire even as its practical authority over the wider Muslim world had long since become nominal, so that its formal abolition in 1924 closed a claim already centuries removed from any single ruler's real command of the whole ummah.

Cross-Tradition Connections

Associated With

Selim I, Historical Figures

Why this is disputed. Ottoman sultans began claiming the caliphal title in a serious way after Selim I's conquest of Egypt and the Hijaz in 1517, but the popular story that the last Abbasid caliph in Cairo formally transferred the title to Selim in a ceremony is not attested in sources from Selim's own reign. Caroline Finkel's history of the Ottoman Empire treats the formal transfer story as a later legitimizing legend rather than a documented event, part of a broader historiographical argument over how much the early Ottoman claim to the caliphate rested on any specific transfer at all as opposed to a gradual assertion of the title alongside Ottoman power.

Belongs to Tradition

Held Differently

Ahmadiyya, Denominations

The Ahmadiyya caliphate established in 1908 succeeds the movement's founder as a spiritual and administrative head with no territorial claim, and is elected by an electoral college for life.

Ibadism, Denominations

Ibadi teaching holds that any qualified Muslim may be imam regardless of descent, and that the community may lawfully live with no imam at all when circumstances do not permit one.

Kharijites, Denominations

The Kharijite position was that any qualified Muslim may hold the office whatever his lineage, and that a ruler who sins gravely forfeits it, against the descent condition of classical Sunni theory.

Zaidiyyah, Denominations

The Zaidi imamate is held by a qualified descendant of Hasan or Husayn who claims it openly and takes up arms for it, which is neither the Sunni election nor the Twelver designation.

Element Of

Bektashi Order, Religious Orders

The Bektashi order was the order of the Janissary corps, and its fortunes fell with theirs when the corps was destroyed in 1826.

Mevlevi Order, Religious Orders

The Mevlevi chelebi girded the incoming Ottoman sultan with the sword of Osman, a role that tied the order to the imperial office until the lodges were closed in 1925.

Sunni, Denominations

Classical Sunni theory makes the office contractual: the caliph is chosen by those qualified to choose and receives the pledge of allegiance, and the first four successors are held to have been rightly guided.

Rejected Here

Ismailism, Denominations

Ismaili teaching holds the same principle of designated succession and follows its own line of imams, so the caliphate as Sunni theory defines it is refused.

Jafari School, Schools of Religious Law

Twelver doctrine holds that authority after the Prophet passed by express designation to Ali and his descendants, so the caliphate as it was actually constituted is refused rather than reinterpreted.

Shia (Twelver), Denominations

Twelver Shia teaching holds that authority passed by designation to Ali and to the imams after him, so the elective caliphate of the first three successors is refused outright.

Sources
1. God's Rule: Government and Islam. Six Centuries of Medieval Islamic Political Thought
Patricia Crone, Columbia University Press, 2004On the gap between the contractual theory and dynastic practice
Encyclopedia of Religion
Mircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.), Macmillan Reference, 2005on the caliphate and classical political theoryView the Source
The Oxford Dictionary of World Religions
John Bowker (ed.), Oxford University Press, 1997on the caliphate and its abolitionView the Source
Al-Ahkam al-Sultaniyya (The Ordinances of Government)
Abu al-Hasan al-Mawardi, 1058On the conditions of the office and the mode of appointment
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